A rigorous risk management and compliance system
Improving the quality of financial advice
Safe harbour obligations
A rigorous risk management and compliance system
Improving the quality of financial advice
Overview
Fourth Line is a rigorous risk management and compliance system that empowers and enables advice practices, licensees and other wealth management participants to demonstrate they are taking responsible steps to act in the clients best interest.
Overview
Fourth Line is a rigorous risk management and compliance system that empowers and enables advice practices, licensees and other wealth management participants to demonstrate they are taking responsible steps to act in the clients best interest.
Benefits
Licensees have an obligation to ensure that advice meets regulatory requirements. Rising compliance demands pose a significant threat.
Fourth Line can redefine your approach to managing your advice risks and improve the quality of financial advice.
Demonstrate how you act in your client's best interest
Bionic RegTech augmented by human oversight
Deep insight into the risks in your advice process
Data-driven advice analytics and benchmarking
Partnered and supported by a leading law firm
Identify learning opportunities
and trends
and trends
Benefits
Licensees have an obligation to ensure that advice meets regulatory requirements. Rising compliance demands pose a significant threat.
Fourth Line can redefine your approach to managing your advice risks and improve the quality of financial advice.
Demonstrate how you act in your client’s best interest
Bionic RegTech augmented by human oversight
Deep insight into the risks in your advice process
Data-driven advice analytics and benchmarking
